Supersum Compliance Consulting services help financial and Hedge Fund firms navigate the new regulations and take the necessary actions to help ensure compliance. Our IT consultants follow a proven methodology to develop and implement a comprehensive information security program for Financial and Hedge Fund Firms:
- Operational & Technical Risk Assessment
Determine what personal information exists, who has access and how it is protected from technical and policy vulnerabilities.
- Design Policies & Procedures
Create policies and procedures necessary to ensure compliance with regulatory requirements.
- Execute Safeguards
Implement necessary technical solutions and administrative programs to protect privacy of personal information in accordance with regulations.
- Monitor & Maintain Program
Conduct training to ensure employees know the procedures for handling and maintaining personal information, and implement annual audit programs to identify and fix gaps caused by company changes.
Business Continuity
Effective business continuity and disaster recovery planning helps minimize the uncertainty of potential business disruptions by creating a framework to maintain and recover business processes should a disruption occur. Today, many hedge fund investors view a Business Continuity Plan as a prerequisite to capital allocation.
Business Continuity and Disaster Recovery Planning Services extend beyond technology to focus on the critical operations and processes that a hedge fund or investment firm must have available if a disruption occurs. Our Business Continuity Professionals work with clients to address the full-spectrum of Continuity Planning.
- Risk Assessment
Identify and prioritize potential business risk and disruptions based on severity and likelihood of occurrence.
- Business Impact Analysis
Collect information on a wide range of areas from recovery assumptions and critical business processes to interdependencies and critical staff.
- Strategy & Plan Development
Develop plans for department, division and site level contingencies.
- Plan Testing, Training & Maintenance
Review and update plans bi-annually and conduct regular training exercises for employees.